401 Advisor LLC

Award Winning* Investment Management & Financial Planning

*The Charles H Dow Award is given to highlight outstanding research in Technical Analysis


Time Tested Investment Strategies

401 Advisor is a full-service provider of Investment Management and Financial Planning Services.

Investment Portfolios

Many investment advisors limit their clients by requiring high minimum investment amounts, sometimes up to a million dollars or more. At 401 Advisor, LLC we feel that everyone’s investments are important and deserves the same professional treatment. The first $1000 saved is just as important to a new investor as the first million dollars is to a more experienced investor.

About Us

We specialize in offering our clients retirement planning solutions, both before and during retirement. We understand that long-term growth of wealth is accomplished through prudent, conservative, and active investment strategies, which start with sound financial planning. Whether you are looking for asset growth or a lifetime income, we have your solution.

FundTrader Pro

Americans are facing a retirement planning crisis. Many studies show that 401(k) investors of all ages are undersaving for their retirement. There are only two solutions; save more or earn more. 401 Advisor, LLC offers a specific custom service to help meet this need. While saving more is up to you, we may be able to help you earn more with our customized 401(k) investment management service – Fund Trader Pro.

Financial Planning Services

Investment Management

With over 30 years of investment experience our fee-based, full discretion, proactive investment management provides the security you need to focus on what really matters to you.

Retirement Planning

Retirement Planning is more than just investing. A good plan involves tax planning, long-term income planning, and overall wealth management.

Tax Preparation and Planning

Traditional tax preparation is backward-looking, only recording what you did, and what’s too late to fix. Tax planning is forward-looking to minimize the future impact of taxation. Come experience the difference a forward-looking CFP ® can make.

Risk Management

While big investment returns are the sexy part of investing, every pro will tell you, it’s not what you make, but what you keep that matters. Successful risk mitigation extends beyond your portfolio to protect your family, heirs, and your estate.

Estate Planning

Over 30 plus years we’ve been involved with many clients in helping them settle their estates. Whether a simple estate, a small business owner, or one involving heirs with special needs we can help develop a strategy that offers your family financial security and peace of mind.

New Faces, Same Policies

President Biden has just signed the 2021Covid Relief Package authorizing the borrowing of $1.9 Trillion dollars. This is on top of the 2020 relief packages that totaled $3.41 Trillion dollars. Combined we will have borrowed $5.31 Trillion dollars to support...

Time to Short the Fangs?

Most investors know popular indexes like the S&P 500 and Nasdaq Composite are usually capitalization weighted. The biggest companies by market value have more influence on the index change. The Nasdaq leaders are commonly referred to as the FAANG stocks –...

And the Dam Bursts…

Like an Orc being washed away by the waters behind the dam after its destruction, markets shorts are finding it equally hard to find their footing. While many market pundits keep talking down the economy and scream that the market is “overvalued” leading to crash...


203 W. Franklin St
Centerville, OH 45459

(937) 434-1790